AssetMark 401(k) Forms

You may need to help your clients with several forms during the life of their plans. The forms plan sponsors and plan participants will need are available here, online, so you can access them anytime they are needed.

To use this feature, you will need Adobe Acrobat. If you do not currently have Adobe Acrobat, click here for a free download of the software. Forms are provided in a .pdf format. To access the forms:

AssetMark 401(k) Plan Forms List

ACH Authorization

Authorization for Payment of Management/Advisory Fees

Beneficiary Designation Form

Beneficiary Distribution Request

Certificate of Corporate Resolution, Existing Plan

Certificate of Corporate Resolution, New Plan

Distribution Notices to Participants

Distribution Request

Investment Advisor Designation

Loan Application

Participant Information Form

Participant Rollover

Plan Investment Elections

Plan Sponsor Web User Authorization

Plan Transfer Form

Salary Deferral Form

Sample Checklist for Transfer Plans

Sample Resolution

Standing Authorization for Fee Deduction

Transfer Plan Historical Data Request

Transfer Plan Historical Data Request, Additional Data

Trust Certification for Determination of Distribution Period or Distributions to Trust as Beneficiaries